Q: 4
Maria Harris is a CFA® Level 3 candidate and portfolio manager for Islandwide Hedge Fund. Harris is
commonly involved in complex trading strategies on behalf of Islandwide and maintains a significant
relationship with Quadrangle Brokers, which provides portfolio analysis tools to Harris. Recent
market volatility has led Islandwide to incur record-high trading volume and commissions with
Quadrangle for the quarter. In appreciation of Islandwide's business, Quadrangle offers Harris an all-
expenses-paid week of golf at Pebble Beach for her and her husband. Harris discloses the offer to her
supervisor and compliance officer and, based on their approval, accepts the trip.
Harris has lunch that day with
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