Q: 3
Moe is a registered investment adviser doing business under the name of MoeMoney Investment
Advisers, LLC. Larry, Curly, and Mary all hold positions with the firm. Larry is on the board of
directors; Mary is a sales representative for the firm; and Curly is an administrative assistant, who
performs clerical duties.
Given that Moe is already a registered investment adviser, which of the other three are automatically
registered as investment adviser representatives?
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