Q: 20
Kendrick is a newly registered Dealing Representative for Oak Solid Financial. He has been assigned
the task of contacting existing clients where there has been no record of consultation within the last
12 months. The first person he sees on his list is a client named Chandra Ruffino. He double-checks if
her phone number is on the Do Not Call List (DNCL) registry. Which of the following statements
apply?
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