IIA IIA CHAL QISA
Q: 1
According to IIA guidance, which of the following steps should precede the development of audit
engagement objectives?
Options
Q: 2
A snow removal company is conducting a scenario planning exercise where participating employees
consider the potential impacts of a significant reduction in annual snowfall for the coming winter.
Which of the following best describes this type of risk?
Options
Q: 3
According to IIA guidance, which of the following is a limitation of a heat map?
Options
Q: 4
Which of the following internal audit activities is performed in the design evaluation phase?
Options
Q: 5
While reviewing the workpapers and draft report from an audit engagement, the chief audit
executive (CAE) found that an Important compensating control had not been considered adequately
by the audit team when it reported a major control weakness Therefore, the CAE returned the
documentation to the auditor in charge for correction Based on this Information, which of the
following sections of the workpapers most likely would require changes?
1.
Effect of the control weakness.
2.
Cause of the control weakness
3.
Conclusion on the control weakness.
4.
Recommendation for the control weakness.
Options
Q: 6
According to IIA guidance, which of the following statements regarding the internal audit charter is
true?
Options
Q: 7
According to IIA guidance, which of the following activities are typically primary objectives of
engagement supervision?
Options
Q: 8
A chief audit executive (CAE) following up on action plans from previously completed audits
identifies that management has determined that certain action plans are no longer necessary If the
CAE disagrees with managements decision, which of the following is the most appropriate next step
for the CAE to take?
Options
Q: 9
Which of the following activities best demonstrates an internal auditor's commitment to developing
professional competencies?
Options
Q: 10
When determining the level of staff and resources to be dedicated to an assurance engagement,
which of the following would be the most relevant to the chief audit executive?
Options
Question 1 of 10
